- 中国商业贸易法律法规中英数据库(一) A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
中国商业贸易法律法规中英数据库(一)
- 境外机构、境外个人在境内从事有价证券或者衍生产品发行、交易，应当遵守国家关于市场准入的规定，并按照国务院外汇管理部门的规定办理登记。 Overseas organs and individuals that conduct the issuance and transaction of securities or derivatives shall observe provisions concerning market access of the state, and go through registration formalities according to provisions of the administration of foreign exchange under the State Council.
- （二）证券公司的组织机构及其产生办法、职权、议事规则； （2）Organization, forming method, roles and responsibilities, rule of procedure of the securities firm;
- （三）法律规定的其他情形。 （3）Other circumstances that are stipulated by the law.
- （四）法律、行政法规或者国务院证券监督管理机构禁止的其他行为。 （4）Other behaviors prohibited by law, administrative regulation or the securities regulatory agency under the State Council.
- （四）国务院证券监督管理机构认定的其他情形。 （4）Other circumstances recognized by securities regulatory agency under the State Council.
- （四）中国证监会规定的其他条件。 （4）Other requirements of the CSRC.
- （五）法律、行政法规或者国务院证券监督管理机构禁止的其他行为。 （5）Other behaviors prohibited by law, administrative regulation or the securities regulatory agency under the State Council.
- （五）证券监管机构要求或公司认为需要报告的其他内容。 （5）Other content required by securities regulatory institute or believed to be reported by the company.
- （五）国务院证券监督管理机构要求证券公司章程规定的其他事项。 （5）Other items required by the securities regulatory agency under the State Council to prescribe in company regulation.
- （三）行政清理组履行职责所产生的其他费用。 （ⅲ）Other cost generated during implementation of roles and responsibilities of administrative liquidation team.?
- （四）国务院证券监督管理机构要求履行的其他职责。 （ⅳ）Other roles and responsibilities to be performed as required by securities regulatory authority under the State Council.
- （五）其他可能影响证券公司持续经营的情形。 （ⅴ）Other situations that may impact sustainable business operation of the securities firm.
- （六）国务院证券监督管理机构认定不宜参与处置证券公司风险工作的其他情形。 （ⅵ）Other situations recognized by the securities regulatory authority under the State Council of not suitable in participating in risk management work of the handled securities firm.
- （六）妨碍处置证券公司风险工作正常进行的其他情形。 （ⅵ）Other situations that hinder normal risk management of the securities firm.
- （七）法律、行政法规要求履行的其他职责。 （ⅶ）Other roles and responsibilities required by law and administrative regulation.
- （七）国务院证券监督管理机构要求履行的其他职责。 （ⅶ）Other roles and responsibilities required by securities regulatory authority under the State Council.
- （七）国务院证券监督管理机构要求履行的其他职责。 （ⅶ）Other roles and responsibilities required by securities regulatory authority under the State Council.
当前第2页 共2页
上一页
跳转到第
页
最后更新
