中国商业贸易法律法规中英数据库(一)-H-1-SCIdict专业学术词典-北京语际翻译公司

中国商业贸易法律法规中英数据库(一)

（一）有违反法律或者行政法规的行为； (1)?? Having any act in violation of laws or administrative regulations;

（一）注册资本全部缴清； (1)??? Having paid up the registered capital; and

（二）违反规定办理资本项目资金收付的； (2)??? Handling receipt and payment businesses under capital accounts in violation of provisions;

（三）有严重损害公司或者债权人利益的行为。 (3)?? Having any act seriously damaging the interests of the company or creditors.

（三）违反规定办理结汇、售汇业务的； (3)??? Handling foreign exchange settlement and sale businesses in violation of provisions;

（三）有广告经营业绩。 (3)??? Having certain advertising business performances.

但是，一些地方仍存在着未严格执行国家有关规定，对外商投资项目管理失当的问题。 However, issues such as relaxed enforcement of relevant state provisions and improper administration of foreign investment projects still exist in some areas.

汇综发[2007]第166号 Hui Zong Fa [2007] No. 166

（一）证券公司治理结构健全，内部控制有效；（1）Having healthy corporate governance and effective internal control;

（一）认购或者受让证券公司的股权后，其持股比例达到证券公司注册资本的5%；（1）Hold no less than 5% of the registered capital of the securities firm upon subscription or acquisition of the equity of the securities firm; or

（三）有经营融资融券业务所需的专业人员、技术条件、资金和证券；（3）Having professionals, technical conditions, funds and securities required for carrying out securities lending and borrowing business;

（四）有完善的融资融券业务管理制度和实施方案；（4）Having good management system and implementation scheme for securities lending and borrowing business;

（五）国务院证券监督管理机构规定的其他条件。（5）Having other conditions that are stipulated by the securities regulatory agency under the State Council.

（一）曾受过刑事处罚或者涉嫌犯罪正在被立案侦查、起诉；（ⅰ）Had criminal punishment or suspected with crime and put on record for inspection and appeal;?

（三）整改措施具体，有可行的重组计划。（ⅲ）Has detail rectification measures as well as feasible restructuring plan.

（三）隐匿、销毁、伪造有关资料，或者故意提供虚假情况；（ⅲ）Hide, destroy or fabricate related document, or provide false information deliberately;

（四）隐匿财产，擅自转移、转让财产；（ⅳ）Hide property; remove or transfer property without permission;?

（五）与被处置证券公司处置事项有利害关系；（ⅴ）Have relationship with managed items of the handled securities firm;

（五）妨碍证券公司正常经营管理秩序和业务运行，诱发不稳定因素；（ⅴ）Hinder normal operation order and business running of the securities firm and generate unstable factors;